James Fanto

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Articles

• Breaking Up is Hard To Do: Should Financial Conglomerates be Dismantled?, 79 University of Cincinnati Law Review 553 (2010)
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• Organizational Liability, 19 Journal of Law & Policy 45 (2010)
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• Anticipating the Unthinkable: The Adequacy of Risk Management in Finance and Environmental Studies, 44 Wake Forest Law Review 731 (2009)​
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• Recognizing the “Bad Barrel” in Public Business Firms: Social and Organizational Factors in Misconduct by Senior Decision‐Makers, 57 Buffalo Law Review 1 (2009)​
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• The Role of Financial Regulation in Private Financial Firms: Risk Management and the Limitations of the Market Model, 3 Brooklyn Journal of Financial & Commercial Law 29 (2008)​
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• The SEC'S 2008 Agenda for Broker-Dealers and Investment Advisers, 1 Practical Compliance & Risk Management for the Securities Industry 43 (2008)
• The Continuing Need for Broker-Dealer Professinalism in IPOs, 2 Ohio State Entrepreneurial Business Law Journal 679(2008)
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• A Social Defense of Sarbanes-Oxley, 52 New York Law School Law Review 517 (2007)
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• Paternalistic Regulation of Public Company Management: Lessons from Bank Management, 58 Florida Law Review 859 (2006)
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• Corporate Misbehavior by Elite Decision-Makers Symposium - Perspectives from Law and Social Psychology: Introduction, 70 Brooklyn Law Review 1165 (2005)
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• Subtle Hazards Revisited: The Corruption of a Financial Holding Company by a Corporate Client’s Inner Circle, 70 Brooklyn Law Review 7 (2004)
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• Whistleblowing and the Public Director: Countering Corporate Inner Circles, 83 Oregon Law Review 435 (2004)
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• Persuasion and Resistance: The Use of Psychology by Anglo-American Corporate Governance Advocates in France, 35 Vanderbilt Journal of Transnational Law 1041 (2002)
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• Braking the Merger Momentum: Reforming Corporate Law Governing Mega-Mergers, 49 Buffalo Law Review (2001)
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• Quasi-Rationality in Action: A Study of Psychological Factors in Merger Decision Making, 62 Ohio State Law Journal 1333 (2001)
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• The Necessity of (and the Threat Posed by) Consumer Financial Education for the New Financial Conglomerates, 26 Journal of International Banking Register 39 (2000)
• When Those Who Do Teach: The Consequenses of Law Firm Education for Business Law Education, 34 Georgia Law Review 839 (2000)
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• The Contribution of the Fund Profile to Investor Education, 1 Villanova Journal of Law and Investment Management 59 (1999)
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• Comparative Investor Education, 64 Brooklyn Law Review 1083 (1998)
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• Investor Education, Securities Disclosure, and the Creation and Enforcement of Corporate Governance and Firm Norms, 48 Catholic University Law Review 15 (1998)
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• The Role of Corporate Law in the Adaptation of French Enterprise, 1998 Columbia Business Law Review 97 (1998)
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• The Role of Corporate Law in French Corporate Governance, 31 Cornell International Law Journal 31 (1998); (reprinted in The Legal Basis of Corporate Governance in Publicly-held Corporations: A Comparative Approach (A. R. Pinto & G. Visentini eds. 1998))
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• We’re All Capitalists Now: The Importance, Nature, Provision and Regulation of Investor Education, 49 Case Western Reserve Law Review 105 (1998)
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• The Absence of Cross-Cultural Communication: SEC Mandatory Disclosure and Foreign Corporate Governance, 17 Northwestern Journal of International Law and Business 119 (1996)
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• "Abuse of the Law" in U.S. Financial Law, Droit Commun et Droit Financier (Jan. 1996)
• The Transformation of French Corporate Governance, Issue Alert (Apr. 1995)
• Justice Blackmun and Securities Arbitration: McMahon Revisited, 71 North Dakota Law Review 145 (1995)
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• The Transformation of French Corporate Governance and United States Institutional Investors, 21 Brooklyn Journal of International Law 1 (1995)
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• The Professionalism of Stanley Fish, 17 Critical Exchange 31 (1985)