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    03.22.17 CANCELLED: Panel Discussion on Compliance in Financial Institutions Today

    Wednesday, March 22
    6 to 8 p.m.

    Brooklyn Law School
    Feil Hall, Geraldo's
    205 State Street
    Brooklyn

    Open to BLS faculty, students and staff. RSVP on BLS Connect for this event.

    BLS alumni will discuss the challenges facing compliance officers in this sector today. Following the discussion, the panelists will be available for Q & A about the compliance profession.

    Moderator
    James Fanto
    Gerald Baylin Professor of Law
    Brooklyn Law School
     
    Panelists
    Thomas D. Shpetner ’98
    Global Chief Compliance Officer
    Investment Technology Group, Inc.
     
    Andrew Lipton ’02
    Executive Director in the Global Regulatory Relations Group and Manager of the Americas Market/Conduct Regulatory Examination Group
    Morgan Stanley
     
    Judah I. Kupfer ’07
    Senior Vice President and Cards Fair Lending Officer
    Citigroup, Inc.

    Sponsored by the Center for the Study of Business Law and Regulation


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